Regulatory Obligations Manager, Wealth | Banking and Financial Services

Macquarie · Sydney · Australia

Regulatory Obligations Manager, Wealth | Banking and Financial Services manager · Risk & Compliance

Join our dynamic Legal and Regulatory Risk team and play a key role in supporting multiple business lines across Macquarie’s Banking and Financial Services group. We are responsible for providing expert legal and regulatory risk advice, driving key compliance and risk initiatives, and uplifting our regulatory and compliance frameworks. Through collaborative partnership, we help our business effectively manage regulatory risk and foster a culture of continuous improvement. We are a global financial services group operating in 30 markets with 57 years of unbroken profitability. At Macquarie, you’re empowered to shape a career that is fulfilling and creates value. You will bring your insights and expertise to the task at hand and feel supported as you make your own kind of impact for a better future.

What role will you play?

As a Manager / Associate Manager, you will partner with colleagues across our wealth management, financial advisory, and intermediary ecosystems to provide specialised legal and regulatory risk advice and support the delivery of critical projects. In this role, you will support the implementation of obligation management mapping of wealth management-specific regulatory obligations across the business, including superannuation, investment schemes, and wrap platforms. You will contribute to ongoing regulatory risk management activities, including compliance advisory support and approvals. You will work closely with a diverse range of wealth management stakeholders to assess, monitor, and report on regulatory risk performance. Additionally, you will play a key role in strengthening and evolving our compliance practices, helping to build a robust risk framework within a dynamic and complex wealth management and investments environment.

What you offer

We love hearing from anyone inspired to build a better future with us, if you're excited about the role or working at Macquarie we encourage you to apply.

What we offer

At Macquarie, you’re empowered to shape a career that’s rewarding in all the ways that matter most to you. Macquarie employees can access a wide range of benefits which, depending on employment type, include:

About Banking and Financial Services

Banking and Financial Services is our technology-driven retail bank. You will be part of a team that supports clients to achieve their full potential - whether that’s buying a home, growing a business or investing to manage wealth.

Inclusion at Macquarie

We are committed to providing an inclusive environment for all, where different experiences, skills and perspectives are valued and respected. Macquarie provides access to opportunities for all individuals regardless of race, colour, religion, sex, sexual orientation, national origin, age, disability, protected veteran status, genetic information, marital status, gender identity or any other characteristic or circumstance. 


We provide reasonable adjustments to individuals who may need support during the recruitment process and employment. If you require an adjustment, please let us know during the application process.

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