Join JPMorganChase's Consumer and Community Banking (CCB) Wealth Management Audit Team, where your expertise in risk-based auditing will directly strengthen the firm's control environment. This is an opportunity to lead meaningful audit work across some of the most dynamic areas of wealth management — from investment products to digital investing platforms. You'll partner with talented colleagues across the firm while building the skills and relationships that define a successful audit career.
As a Senior Audit Associate within the Consumer and Community Banking Wealth Management Audit Team, you will lead and execute end-to-end audit activities — including planning, testing, control evaluation, issue assessment, and report drafting — while providing independent assurance over the control environment. You will partner closely with Internal Audit colleagues and business stakeholders across multiple lines of defense to deliver risk-based insights and communicate findings to senior management. You will also monitor emerging risks and regulatory developments to help shape audit coverage and drive continuous improvement across the team.
Job Responsibilities
- Execute audits across a range of Wealth Management businesses, products and functional areas, which may include advisor and supervisory activities, investment and complex products, digital and online investing, and brokerage and advisory services.
- Finalize audit issues and apply risk-based judgment to form an overall view of the control environment; communicate results and themes to senior management
- Build strong working relationships with stakeholders, business management, and other lines of defense (controls, compliance, risk, legal) while maintaining independence
- Partner with Internal Audit colleagues globally to stay current on firmwide programs, standards, and emerging control themes
- Monitor industry/regulatory developments and emerging risks to help inform audit coverage and provide value-added insights
- Own professional development through stretch assignments and continued learning
- Foster a culture of integrity, respect, inclusion, excellence, and innovation
Required Qualifications, Capabilities, and Skills:
- 4+ years of internal or external auditing experience, or relevant business experience
- Bachelor's degree (or relevant financial services experience)
- Professional certification (e.g. CPA, CIA) or willingness to pursue professional certifications
- Experience with internal audit methodology and applying concepts in audit delivery and execution
Solid understanding of internal control concepts, with the ability to evaluate and determine the adequacy of controls by considering business and technology risks in an integrated manner
Preferred Qualifications, Capabilities, and Skills
- Excellent verbal and written communications skills, with the ability to establish credibility and build strong partnerships with senior business and control partners
- Ability to lead projects and participate in assignments in a team environment
- Strong analytical skills particularly in regard to assessing the probability and impact of an internal control weakness
- Enthusiastic, self-motivated, strong interest in learning, effective under pressure and willing to take personal responsibility/accountability
- Flexible to changing business priorities and ability to multitask in a constantly changing environment
- Understanding of key control management functions such as the management risk and control self-assessment process, oversight of third parties, and governance over new business initiatives