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AXAPH Compliance Officer
Risk & Compliance
Job Description
AXA Philippines
JOB DESCRIPTION
Business Unit / Function: Financial Crime Compliance (FCC)
JOB TITLE:
Compliance Officer
DIVISION:
Office of the President
DEPARTMENT:
Legal and Compliance
JOB GRADE:
10
LOCATION:
GT Tower
REPORTING TO
(ROLE):
Financial Crimes Director
NUMBER OF DIRECT
REPORTS:
0
MAIN PURPOSE
OF THE JOB:
Identify, assess, implement and monitor the Company’s compliance framework on Financial Crime Compliance to ensure that the Company operates in accordance with local and AXA Group requirements
KEY ACCOUNTABILITIES:
- Implements compliance with regulatory and Group requirements on Anti-Money Laundering (AML), Counter-Terrorism Financing (CTF), and Sanctions
- Formulates, reviews, modifies, disseminates and implements policies, procedures, guidelines, and controls
- Identifies policy and procedural gaps or breaches and monitors remediation or closure of gaps/breaches
- Assists business units in the adoption of new/updated requirements and embedding activities
- Supports FCC team’s AML/Sanctions operations unit with monitoring and reporting activities, including but not limited to Covered Transaction Reporting, Suspicious Transaction Reporting, name screening, transaction monitoring, freeze order compliance, and similar activities
- Works with Compliance Culture Officer to develop, implement, and monitor compliance awareness and training programs
- Assists in internal and external audits/examinations and ad hoc requests and reviews
- Identifies and escalates potential and actual vulnerabilities, risks and issues on AML-CTF and Sanctions
KEY
STAKEHOLDERS:
Internal
External
EXPERIENCE AND QUALIFICATIONS:
- Minimum of 3 years of professional experience on Philippine AML-CTF and Sanctions laws and regulations in the banking or insurance industry
- Experience in policy-making is strongly preferred
- Demonstrates a high level of analytical and problem-solving skills
- A team-player
- Can work under minimum supervision
- Proficient in MS Office Applications
- Very good communication skills (oral and written)