Senior Auditor, Operations

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Senior Auditor, Operations

senior · Audit & Accounting

ABOUT US

LSEG (London Stock Exchange Group) is more than a diversified global financial markets infrastructure and data business. We are dedicated, open-access partners with a dedication to excellence in delivering the services our customers expect from us. With extensive experience, deep knowledge and worldwide presence across financial markets, we enable businesses and economies around the world to fund innovation, manage risk and create jobs.

It’s how we’ve contributed to supporting the financial stability and growth of communities and economies globally for more than 300 years.

Through a comprehensive suite of trusted financial market infrastructure services – and our open-access model – we provide the flexibility, stability and trust that enable our customers to pursue their ambitions with confidence and clarity.

LSEG is headquartered in the United Kingdom, with significant operations across EMEA, North America, Latin America and Asia Pacific.

OUR PEOPLE

People are at the heart of what we do and drive the success of our business. Our values of Integrity, Partnership, Excellence and Change shape how we think, how we do things and how we help our people fulfil their potential.

We embrace diversity and actively seek to attract individuals with unique backgrounds and perspectives. We break down barriers and encourage teamwork, enabling innovation and the rapid development of solutions that make a difference. Our vision is to build an inclusive culture in which everyone feels encouraged to fulfil their potential.

We know that personal growth cannot be achieved by simply climbing a career ladder. That is why we encourage and enable a wide range of opportunities for everyone to broaden and deepen their skills and expertise. As a global organisation rooted in a culture of growth, opportunity, diversity and innovation, LSEG is a place where everyone can grow, develop and build a meaningful career.

ROLE SUMMARY

This role is based in Bengaluru, India, and forms part of LSEG’s global Internal Audit function.

The role will primarily support audit coverage of the Operations business across Asia Pacific, while also contributing to global audit engagements and priorities. You will work with Internal Audit colleagues and business partners across different countries, functions and time zones.

You will support delivery of the Internal Audit plan by taking ownership of defined areas of audit engagements. You will identify key business risks and controls, complete audit testing, document conclusions and draft clear audit findings in line with Internal Audit methodology.

Working with Audit Managers and Senior Audit Managers, you will contribute to audit planning and scoping, communicate emerging risks and support the timely delivery of high-quality audit work.

WHAT YOU’LL BE DOING

• Contribute to the planning and scoping of regional and global audit engagements.
• Develop an understanding of LSEG’s Operations activities, business objectives, risks and controls across APAC and other relevant global locations.
• Identify and assess key risks and controls within assigned areas of an audit.
• Design and complete audit procedures in line with the agreed scope and Internal Audit methodology.
• Perform testing and analysis of business processes, risks and controls.
• Prepare clear, accurate and evidence-based audit workpapers.
• Document the conclusions reached from the audit work performed.
• Draft audit findings that clearly explain the risk, root cause, impact and required action.
• Validate and communicate the results of audit work with relevant business partners.
• Confirm the factual accuracy of audit findings and conclusions with business partners.
• Take ownership of agreed components of audit engagements under the supervision of an Audit Manager or Senior Audit Manager.
• Coordinate colleagues supporting assigned areas of an audit, where appropriate.
• Ensure work completed by colleagues on related audit sections follows agreed audit procedures and quality standards.
• Work collaboratively with Internal Audit colleagues and business partners across APAC and other global locations.
• Call out findings, emerging risks, delivery concerns or changes in scope to the Audit Lead.
• Contribute insights that may support changes to regional and global Internal Audit plans.
• Use data and analytics, where appropriate, to support audit testing and identify risk or control trends.
• Contribute to continuous improvement across the global Internal Audit function.
• Build constructive and collaborative relationships across Internal Audit and the Operations business.

WHAT YOU’LL BRING

Essential skills and experience

• Experience delivering internal audit, external audit, assurance, risk or controls reviews.
• Experience identifying business risks, assessing controls and completing audit testing.
• Experience preparing clear and well-supported audit documentation.
• The ability to analyse information, apply professional judgement and reach balanced conclusions.
• Strong written and verbal communication skills.
• The ability to explain risks, controls and audit findings clearly to business partners.
• The confidence to ask constructive questions and appropriately challenge established practices.
• The ability to organise your work, manage priorities and deliver to agreed deadlines.
• Experience building effective relationships with business partners.
• The ability to work effectively with colleagues and partners across different countries, cultures and levels of seniority.
• A collaborative approach and the ability to contribute effectively within regional and global teams.
• A commitment to integrity, quality and continuous improvement.

Desirable skills and experience

• Experience completing business or operational audit reviews.
• Experience within financial services, financial markets infrastructure, data services or another regulated organisation.
• Experience working across APAC markets or within a global organisation.
• A recognised internal audit, accounting, risk or technology qualification, or progress towards one.
• Relevant qualifications may include those offered by the Institute of Internal Auditors, Chartered Institute of Internal Auditors or an equivalent professional body.
• Experience using data analysis or audit analytics.
• Experience coordinating or supervising the work of colleagues during an audit or assurance review.
• Experience working in a fast-paced international or matrix organisation.

We recognise that relevant skills and experience can be gained through different career paths. You do not need to meet every desirable criterion to apply.

WHAT YOU’LL GET IN RETURN

This is an opportunity to join LSEG’s global Internal Audit function from our Bengaluru office and gain exposure to a complex Operations environment across APAC and the wider organisation.

You will work with experienced audit, risk and business partners across multiple locations. The role will give you opportunities to develop your understanding of different markets, operating models and regulatory environments while contributing to both regional and global audit priorities.

You will have opportunities to broaden your technical, analytical and partner management capabilities and build your career within a global Internal Audit function.

We recognise that to attract the best talent, we need to be flexible and we are open to discussing work arrangements with you. We take a hybrid approach to the workplace, with this role anchored in our Bengaluru office. The specific working arrangements for the role will be discussed during the recruitment process.

LSEG PURPOSE AND VALUES

Our purpose is driving financial stability, empowering economies and enabling customers to create sustainable growth.

Underpinning our purpose, our values of Integrity, Partnership, Excellence and Change set the standard for everything we do, every day. They guide the way we interact with each other, the partners we work with and our customers.

Delivering on our purpose and living up to our values is a responsibility that we all share.

Career Stage:

London Stock Exchange Group (LSEG) Information:

Join us and be part of a team that values innovation, quality, and continuous improvement. If you're ready to take your career to the next level and make a significant impact, we'd love to hear from you.

LSEG is a leading global financial markets infrastructure and data provider. Our purpose is driving financial stability, empowering economies and enabling customers to create sustainable growth.

Our purpose is the foundation on which our culture is built. Our values of Integrity, Partnership, Excellence and Change underpin our purpose and set the standard for everything we do, every day. They go to the heart of who we are and guide our decision making and everyday actions.

Working with us means that you will be part of a dynamic organisation of 25,000 people across 65 countries. However, we will value your individuality and enable you to bring your true self to work so you can help enrich our diverse workforce.

We are proud to be an equal opportunities employer. This means that we do not discriminate on the basis of anyone’s race, religion, colour, national origin, gender, sexual orientation, gender identity, gender expression, age, marital status, veteran status, pregnancy or disability, or any other basis protected under applicable law. Conforming with applicable law, we can reasonably accommodate applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs.

You will be part of a collaborative and creative culture where we encourage new ideas. We are committed to sustainability across our global business and we are proud to partner with our customers to help them meet their sustainability objectives. Our charity, the LSEG Foundation provides charitable grants to community groups that help people access economic opportunities and build a secure future with financial independence. Colleagues can get involved through fundraising and volunteering.

LSEG offers a range of tailored benefits and support, including healthcare, retirement planning, paid volunteering days and wellbeing initiatives.

Please take a moment to read this privacy notice carefully, as it describes what personal information London Stock Exchange Group (LSEG) (we) may hold about you, what it’s used for, and how it’s obtained, your rights and how to contact us as a data subject.

If you are submitting as a Recruitment Agency Partner, it is essential and your responsibility to ensure that candidates applying to LSEG are aware of this privacy notice.