Manager, AML Investigation Support

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Manager, AML Investigation Support

manager · Risk & Compliance

Job Description

What is the opportunity?

The AML Investigations Support Team (AMLIST) plays an important role within RBC’s AML FIU by:

• Planning, conducting, and completing risk based investigations into matters escalated to the Team, through the gathering, analysis, and evaluation of relevant information in order to determine whether sufficient suspicion exists of money laundering, financing of terrorism, or other criminal activities, to justify making a report to the Regulatory Authority for the purpose of complying with legislative/regulatory requirements, and mitigating risk to RBC in line with established organizational policy. 
• Conducting end-to-end investigations from the case referral review to the filing of STRs to FINTRAC for applicable scenarios and typologies.
• Contribute to the implementation of the Assisted Processing of STRs by identifying typologies, testing new transaction types, and providing feedback to relevant internal partners.

What will you do?

• Plan, conduct, and complete risk-based investigations into relevant matters referred to the Team, in line with approved processes, including but not limited to those originating from:
  • Referrals from internal partners including RBC’s Canadian AML Alert Analysis (CAMLAA) and AML Investigations Teams,
  • Rules and reports generated by RBC’s Risk Strategy & Analytics (RS&A) Team,
• Contribute to the implementation of the STR Assisted Processing (STRAP) tool by identifying typologies, testing new transaction types, and providing feedback to relevant internal partners.
• Conduct end-to-end investigations from the case referral review to the filing of STRs to FINTRAC for typologies specific to the AMLIST as part of applicable Assisted STR-related workflows.
• Contribute to the testing, improvement and ultimate rollout of the MPI Generator User Interface, escalating notable findings to relevant parties.
• Participate in the continued mop-up of the Assisted STR filing workflows, including the establishment of the subsequent RFI and network analysis processes.
• Gather information/intelligence from all available sources to determine whether sufficient suspicion of money laundering, financing of terrorism or other criminal activities exists.
• Ensure all appropriate steps are taken as part of the investigation, including but not limited to presenting clients for risk review if outside of RBC’s risk appetite, and completing referrals to other groups within RBC’s Financial Crimes such as Global Economic Sanctions and Major Financial Crimes.
• Ensure cases contain sufficient documentation and rationale for escalation or closure to support initial triage of the activity and mitigate risk to RBC.
• Advise/escalate to Senior Management on any trends or issues and take action to propose improvements to workflow, processes and tools.
• Fulfill annual compliance training hour requirements.
• Active participation in RBC Reward & Recognition programs and Employee Opinion Survey and results.
• Promote a values-based, respectful, flexible, and inclusive workplace; embrace diverse styles and perspectives.

What do you need to succeed?

Must-have

• Experience in financial crime and/or money laundering investigations within banking, law enforcement, or a regulatory body preferred.

• Undergraduate university degree or equivalent.

• Experience with Microsoft Excel

• Strong written and analytical skills

Nice-to-have

• CAMS designation

What’s in it for you?  

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

• A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable
• Leaders who support your development through coaching and managing opportunities
• Ability to make a difference and lasting impact
• Work in a dynamic, collaborative, progressive, and high performing team
• A world-class training program in financial services
• Flexible work/life balance options
• Opportunities to do challenging work

Job Skills

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Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above

Our Employment Opportunities

At RBC, we are guided by living shared values of Client First, Integrity, Collaboration, Respect and Excellence and winning together as One RBC. We believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.

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RBC is presently inviting candidates to apply for this existing vacancy. Applying to this posting allows you to express your interest in this current career opportunity at RBC. Qualified applicants may be contacted to review their resume in more detail.