FCC Framework - Head of AMLC Team

• Mission & Main duties
  •    Ensure Group coordination of AML Committee (AMLC), ensuring quality of client files, alignment of information across Group entities, follow-up of actions and committee decisions.
  •    Provide Group Compliance position aligned with Compliance Senior Management based on a substantiated argument and a strong risk analysis (risks and mitigating factors) on client cases presented.
  •    Provide support on Group AML standards definition and on projects’ implementation as an AML SME.
  •    Ensure a consistent Media watch across the Group and take the relevant actions related to important international cases that may impact UBP Reputation. 
  •    Coordinate Group Consolidated supervision on clients. (PEP, Top Ten, others)
  •    Act as AML SME to embed standards, training, and culture across the Group

• Key Management Responsibilities

  AML Committee and high-risk client submission
  •    Provide expert guidance to Group entities on cases escalated to Group Compliance.
  •    Lead the team responsible for AMLC preparation, collecting files, reviewing and ensuring alignment to Group standards, requesting updates/additional information from Group entities.
  •    Formulate Group Compliance’s position in alignment with the Bank’s Risk Appetite, Group Directives, and applicable prohibitions.
  •    Coordinate the Group-level annual review of PEPs, ensuring that reviews are conducted in accordance with applicable standards, and consolidate the results for presentation to the AML Committee.
  •    Manage targeted review exercises at the Group level (e.g. Top 10) as part of the consolidated supervision. Initiate Group investigations when required in coordination with Special Investigation Unit.
  •    Prepare and present high-stakes case clients to the AMLC and Senior Management
  •    Ensure timely follow-up of AMLC decisions and actions.
  •    Reporting on AMLC activity to various Bank Committees (ExCo, BRC) and for various Compliance reports (e.g. annual activity report).

  Policies, procedures & Standards
  •    Draft and periodically update internal AML/FCC directives, procedures and standards to ensure alignment with local and international regulations (e.g., FATF, EU Directives).
  •    Ensure consistency of AML standard across different teams/stakeholders and within the Group 
  •    Collaborating closely with the WM Front Office to enhance the compliance culture 
  •    Develop and deliver clear, consistent communication and targeted training on the newly drafted AML/FCC standards and directives to ensure effective understanding, adoption, and application across relevant stakeholders

   

• Other
  •    Establish and maintain strong relationships with top management and key stakeholders within the Bank.
  •    Ensure a qualitative Media Watch at the Group level
  •    Centralize and manage EDD providers to ensure quality, consistency, and value-for-money.

   

• Core competencies
  • Strong experience in AML matters. (min 10-15 years)
  • Proven track record in conducting complex KYC/AML reviews and identifying sophisticated financial crime patterns
  • Good analytical and communication skills, decision taker is key.
  • Leadership skills to manage a small team.
  • Negotiation & Diplomacy: Ability to stand your ground on core compliance principles while maintaining a collaborative relationship with business partners
  • Drafting skills: ability to draft clear, concise, and legally sound directives in English/French
  • Strong adherence to the company’s values: Dedication, Conviction, Agility, and Responsibility.

  • Compliance with regulations and internal directives.    

     

• Specific Competencies and other Skills/Abilities
  • Master’s degree in law, finance, or economics. Professional certification (Compliance in Financial services, ACAMS, ICA, or equivalent) is highly preferred.
  • Minimum of 10 years’ experience in Compliance and financial crime in an international banking environment.
  • Deep understanding of AML framework.
  • Demonstrated expertise in client file analysis.
  • Strong attention to detail, excellent oral and written communication skills.
  • Fluency in French and English; other languages considered an advantage.
     
• Others
  • Swiss Residence: Mandatory 

Core Competencies : Adherence to the company’s values: Dedication, Conviction, Agility and Responsibility - Compliance with regulations and internal directives