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Lead compliance strategy for RBC Wealth Management Singapore, ensuring regulatory adherence across banking, securities, and advisory services.
Guide policy drafting, training, and regulatory relations to support WM SG’s operations and foster professional growth.
What is the opportunity?
As Manager, Compliance, you will be responsible for assisting Head of WM Compliance Asia and Singapore ("Head of Compliance") in respect of compliance and regulatory issues to support WM Singapore ("WM SG") business. You will keep abreast of regulatory developments and trends in banking, securities and financial advisory services business to assess impact on the business, and any procedural changes required, and advise and update business/other functions and all relevant employees on a timely basis.
What will you do?
Provide timely regulatory and compliance advice and updates to front office and support functions; ensure that the WM SG business is equipped to meet all relevant regulatory requirements impacting it.
Review, assess, broadcast and advise on applicable regulatory changes to the business and functions in SG; work with other business & support functions on gap analyses where required.
Assist in advising on, drafting, review, updating and implementing Compliance policies and procedures including aligning these with HK and assist in formulating Asia-wide policies/procedures as required.
Assist in preparing training materials on relevant compliance topics; conduct compliance training.
Assist to maintain the R egulatory Compliance Management (RCM) programme in accordance with relevant local laws and regulations and Global RBC compliance standards; r eview of compliance monitoring and testing procedures; conduct compliance monitoring in accordance with RCM programme.
Assist in preparing and coordination of Compliance-related management reporting for review by Head of Compliance.
Follow up with MAS on routine enquiries, facilitate regulatory inspections, provide compliance support for external and internal audits, and ensure appropriate escalation and resolution of issues identified.
Support Head of Compliance in managing regulatory relationships, ensure that regulatory notifications are filed accurately and on a timely basis as required, prepare coordinate and review responses to regulatory inquiries, regulatory consultation papers, etc.
Review of and advice on new and existing products and services, including marketing material and other material.
Participate in and provide support to global, regional and WM SG projects as may be required.
What do you need to succeed?
Must-have
- Degree or equivalent is required.
- The role would typically require 7 years of compliance-related experience within a financial institution, regulator and/or other comparable environment, preferably in the private banking sector.
- Experience in dealing directly with regulators and auditors, strong understanding of SG/MAS rules and regulations, preferably private banking specific.
- Strong technical knowledge of local banking, securities & futures, and financial advisory services regulations.
- Strategic thinking and solution orientation with ability to accept accountability, assume pro-active leadership, demonstrate initiative, and lead by example in teamwork, across-unit cooperation, information sharing.
- Strong attention to detail as well as ability to give a more strategic overview of regulatory issues, with support.
- Able to proactively manage and meet deadlines and work within a dynamic and fast paced team setup.
- Good inter-personal and communication skills.
Nice-to-have
- Compliance diploma or other equivalent qualification is an advantage.
What’s in it for you?
We thrive on the challenge to be our best - progressive thinking to keep growing and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
A comprehensive Total Rewards Program including bonuses, flexible benefits and competitive compensation
Leaders who support your development through coaching and managing opportunities
Opportunities to work with the best in the field
Ability to make a difference and lasting impact
Work in a dynamic, collaborative, progressive, and high-performing team
A world-class training program in financial services.
Agency Notice
RBC Group does not accept agency resumés. Please do not forward resumés to our employees, nor any other company location. RBC Group only pay fees to agencies where they have entered into a prior agreement to do so and in any event do not pay fees related to unsolicited resumés. Please contact the Recruitment function for additio nal details.
Job Skills
Cumplimiento normativo, Gestión del cumplimiento de la normativa, Políticas de cumplimiento, Requisitos regulatorios, Vigilancia del cumplimiento
Additional Job Details
Address:
8 MARINA VIEW, #26-01 ASIA SQUARE TOWER 1:SINGAPORE
City:
Singapore
Country:
Singapur
Work hours/week:
40
Employment Type:
Full time
Platform:
CHIEF LEGAL & ADMIN OFFICE GRP
Job Type:
Regular
Pay Type:
Salaried
Posted Date:
2026-07-24
Application Deadline:
2026-08-24
Note : Applications will be accepted until 11:59 PM on the day prior to the application deadline date above
Our Employment Opportunities
At RBC, we are guided by living shared values of Client First, Integrity, Collaboration, Respect and Excellence and winning together as One RBC. We believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.
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RBC is presently inviting candidates to apply for this existing vacancy. Applying to this posting allows you to express your interest in this current career opportunity at RBC. Qualified applicants may be contacted to review their resume in more detail.