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Compliance Officer - Intermediaries at Julius Baer, Zürich.
Join our Private Banking Compliance team and shape wealth management with expertise in AML and regulatory compliance.
At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let’s shape the future of wealth management together.
As a member of the Private Banking Compliance team, you will act as a dedicated center of competence and Compliance contact for Intermediaries and Finders topics.
YOUR CHALLENGE
- Performing Intermediaries and Finders onboarding and periodic reviews, including detailed risk assessments and review of Know Your Intermediary (KYI) profiles
- Supporting relationship managers and management in implementing, advising, and supervising Compliance matters related to Intermediaries and Finders
- Conducting Anti-Money Laundering (AML) investigations when necessary
- Reviewing local policies and procedures when required
- Identifying and investigating serious cases of non-compliance
- Collaborating with key stakeholders within and outside Compliance
- Instilling a Compliance culture in employees to mitigate legal, regulatory, sanctions, and reputational risks
- Supporting Compliance projects and following up on internal and regulatory audits
- Providing training and training materials on Intermediaries and Finders, Compliance and AML topics
- Support the team with Intermediaries and Finders related tasks as needed, including framework setting and methodology definition
YOUR PROFILE
- Bachelor's degree (preferably in law, economics, business administration, or a banking-related subject)
- 3-5 years of experience in Intermediaries (asset managers, family offices) Compliance and Risk Management, Audit, or Compliance functions
- Knowledge of the Swiss regulatory environment, particularly AML regulations, and client documentation standards
- Good knowledge of MS Office and a flair for IT
- Strong personality with good organizational, operational, and communication skills
- Ability to work under pressure, with excellent analytical, teamwork, and problem-solving skills
- Proficient in writing concise assessments, with a strong sense of integrity and discretion
- Independent, efficient, and meticulous work method, with solution-oriented thinking
- Fluency in English, with additional languages being an advantage
We are looking forward to receiving your full job application through our online application tool. Further interesting job opportunities can be found on our Career site .
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