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AM Trader, China Securities – expert in listed derivatives, OTC, fixed income, FX and risk management to drive client success in Shanghai.
Responsible for trading, client relations, market intelligence, controls, and regulatory compliance – a mid-level role at BNP Paribas Asset Management.
Responsibilities
Strong trading expertise in Listed Derivatives and OTC Products and preferably experience in trading Fixed Income products. Working knowledge across the following broad based list of products:
Listing products include (not exhaustive) : Equity, ETFs, Futures and Options, Listed Open Funds (LOF), Fixed income
Fixed Income: China Inter Bond Market
FX Spot / Forward / Swaps / Options.
OTC Derivatives: IRS, CDS, ILS, TRS, Swaptions.
Manage relationships with Investment teams.
Seek optimal client satisfaction through execution, communication, and relationships.
Play an integral part on a ‘valued added’ basis to investment process by leveraging market knowledge and counterparty contact to improve performance and influence outcomes.
Gather and report market intelligence to Portfolio Management teams.
Manage relationships with brokers / counterparties.
Maintain and develop strong, transparent and constructive relationships with brokers to obtain the best service for the firm’s clients.
Perform control functions (level 1 controls) in line with BNPP AM policies
Where necessary, gather information required to perform controls.
Work with different teams (internal and external) to optimize reports used for controls thereby reducing manual work
Review Transaction Cost Analysis (TCA) report on a daily basis where available and explain any major deviations to the desk head / direct reporting line for sign off. Where no TCA report is available, this may require the trader to preparing a P&L report each day.
For all staff other than managers (permanent control aspects):
Direct contribution to BNPP operational permanent control framework.
Contribute to the implementation of operational permanent control policies and procedures in day-to-day business activities, such as Control Plan
Comply with regulatory requirements and internal guidelines
Contribute to the reporting of all incidents according to the Incident Management System
Ensure audit recommendations are resolved within the specific timeline.
Key Internal / External Relationships
Internal: GTF APAC, Portfolio Managers, Risk and Compliance Teams
External: Brokers, Vendors (eg, Hundsun), Regulators
Technical & Behavioral Competencies
Analytical skills: Identifies all aspects of a subject and examines them in a critical way to construct a broad point of view.
Accuracy: Constantly attentive to the precision and thoroughness of the information sent and to the quality of the work.
Risk Management: Detects, analyzes and measures risks relating to activities in the organization and marketplace.
Communication skills: Expresses his / her messages, both orally and in writing, in an effective, organized way.
Teamwork: Knows how to work in a team and/or across teams, acts bearing common interests and respect for fellow team members.
Taking Initiative: Works proactively and independently, implementing work processes, ideas and solutions.
Results-Driven: Seeks to achieve the objectives set within the defined timeframe, continuously seeks optimum performance.
Willingness to learn : Trading in multi assets; ability and willingness to learn to trade in different asset class.