(Sec) Compliance_Compliance Officer_Perm

What is this position about?

The main purpose of this position is to contribute to the Compliance core function by supporting regulatory projects, performing various surveillance activities, following up with the new regulatory changes/ developments, dealing with regulatory inspections/regulatory reporting and liasing with offshore Compliance team on regulatory/ Compliance issues proactively. 

What would be your typical day at BNPP Paribas look like? 

Primary Role Responsibilities

In this role, you will

Contribute to the Compliance core function and support Market regulatory projects and requests

• Implement regulatory controls such as daily unfair Transaction Monitoring and periodic e-comm. surveillance
• Follow up/analyze the various regulatory developments and provide the regulatory requirements / guidance to internal stakeholders
• Produce periodic regulatory reports for FSS, KOFIA, and KRX submission
• Attend calls or meetings with Regional Compliance Domains and cooperate with them on regulatory projects or requests
• Provide compliance advisory services to Business

Handle internal audit and external regulatory (FSS, KRX, and KOFIA) requests/inspections 

• Prepare for regulator’s on-site inspection and respond to regulatory requests or inquiries
• Deal with internal audit-related issues and take a follow-up action on audit result and recommendations

Protection of Interests of Client correspondent

• Ensure consistent deployment of PIC policies and procedures
• Provide advice and support to employees on PIC matters
• Perform, where applicable, PIC trainings (including the adaptation of Group trainings to local
• activities and norms)
• Implement PIC controls and produce reports

AML 

• AML back-up on EDD review during the designated officer’s leave 
• Perform a reviewer role for STR reporting
• Prepare and follow up on RBA reporting to the FIU

Other contributions

Conduct and assist with general compliance tasks 

• Liaise with overseas Compliance teams on regulatory/Compliance issues and for local deployment of new applications and technological enhancements
• Prepare for various internal reporting materials, presentation materials and training decks

Experience Level:

• Manager (차장) or Senior manager(부장)

What is required for you to succeed?

Required education/certification/licenses

• More than 7 years of experiences in Compliance field
• Teamwork: Work effectively in a team and communicate effectively with team members
• Adaptability: ability to recognize the need for change and maintain effectiveness in varying environment 
• Critical thinking/problem solving: Ability to think logically and give opinion based on the sound judgment
• Communication skills: ability to communicate clearly and effectively with teams and outside clients in written and verbal (both in Korean and English)

About BNP PARIBAS

As the leading European Union bank, and one of the world’s largest financial institutions with an uninterrupted presence in the region since 1860, BNP Paribas offers a wide range of financial services for corporate, institutional and private investors spanning corporate and institutional banking, wealth management, asset management and insurance. 

We passionately embrace diversity and are committed to fostering an inclusive workplace where all employees are valued and encourage applicants of all backgrounds, including diversity of origin, age, gender, sexual orientation, gender identity, religion applicants who may be living with a disability. We have a number of internal employee networks in place to empower our staff to act and challenge the status quo.

•    BNP Paribas PRIDE is highly active in favour of the LGBTQIA+ community

•    BNP Paribas MixCity which fosters better representation of women at all levels of the organization

•    Ability, the mutual aid network for employees with a disability or a disabling or chronic illness

•    BNP Paribas CulturAll which celebrates diverse backgrounds

BNP is committed to financing a carbon-neutral economy by 2050. The Group is a founding member of the Net-Zero Banking Alliance and has set up its own Low Carbon Transition Group to support its clients through their energy transitions.

https://careers.apac.bnpparibas/

More information 

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Award Obtained

BNPP has won Top employer Europe award in a 10th consecutive year