Vista previa generada por IA
Coordinador de KYC en Madrid, gestionando documentación, identificación de UBOs y PEPs, cumplimiento de FATCA y CRS.
Responsable de análisis y verificación de KYC, con enfoque en clientes de alto riesgo e iniciativas de recertificación.
Missions and duties a/o:
- Prepare, coordinate and participate in kick-off-calls;
- Collect, analyze, verify and archive legal and Know Your Customer (KYC) documentation, identify Ultimate Beneficial Owners (UBOs) and Politically Exposed Persons (PEPs) and check sanction and embargo information;
- Contribute to evaluating the sensitivity of the customer under the supervision of the SBO concerned;
- Review embargoes, Vigilance to detect PEPs, and utilize other databases according to the local practice;
- Propose a classification of the PEPs (High-risk or not);
- Analyze, verify (and archive) legal documents such as dealing mandates and guarantees (enhanced signature check);
- Comply with and follow up on (international) regulatory requirements, such as the Foreign Account Tax Compliance Act (FATCA), AEOI (CRS) and Markets in Financial Instruments Directive (MiFID);
- Monitor the follow-up elements, in particular those related to the documentation;
- Trigger the recertification/ review on behalf of the SBO (especially for the scheduled recertifications);
- Liaise with external and internal clients and stakeholders on KYC related matters;
- Challenge Relationship managers regarding KYC matters;
- Assist team leader with ad hoc projects;
- Train newcomers;
- Perform review/analysis of customers with a focus on high risk customers;
- Status reporting.