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Senior VP, Compliance & Control overseeing AML for BNY’s Bank Custody Solutions
Lead compliance policies, regulatory monitoring, and stakeholder engagement to ensure trust, integrity, and transparency across wealth and market platforms
Title: Senior Vice President, Compliance & Control, AML Officer - Bank Custody Solutions
Location: Lake Mary, FL, Estados Unidos
Description: Position Summary
AML Officer for BNY’s Bank Custody Solutions business and FCC Advisor to BNY Wealth (BNY Mellon N.A.)
Works as a senior member of BNY’s FCC Advisory Team that supports Wealth, Broker-Dealers, Markets and Investments related platforms, legal entities, and businesses.
Plays a critical role within the Risk & Regulatory Compliance function and the Compliance & Control job family
Helps ensure adherence to internal policies and external regulations
Aligns with BNY’s strategic focus on trust, integrity, accountability, and transparency
Requires a strong understanding of compliance frameworks and regulatory requirements
Primary Responsibilities
Develops and implements compliance policies and procedures using extensive knowledge of regulatory requirements
Helps business units address complex regulatory and policy requirements
Leads assigned businesses in developing procedures for current and upcoming requirements
Maintains relationships with regulators and senior business leaders
Monitors and interprets regulatory changes and advises senior management on implications and policy adjustments
Education/Qualifications
Bachelor’s degree or equivalent combination of education and experience required
10–12 years of total work experience preferred
Experience with financial crimes compliance, financial services compliance, assigned products/services/business lines, and relevant laws and regulations preferred