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Business Analyst, Investment Compliance

Invesco · New York, New York · United States

Business Analyst, Investment Compliance – backbone of Invesco’s global compliance, driving data‑driven change and stakeholder partnership. Uphold investment standards, analyse compliance data, and deliver solutions with Excel, SQL, Power BI, Python and AI tools in a hybrid NY role.

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Business Analyst, Investment Compliance – backbone of Invesco’s global compliance, driving data‑driven change and stakeholder partnership.

Uphold investment standards, analyse compliance data, and deliver solutions with Excel, SQL, Power BI, Python and AI tools in a hybrid NY role.

About Invesco

As one of the world’s leading independent global investment firms, Invesco is dedicated to rethinking possibilities for our clients. By delivering the combined power of our distinctive investment management capabilities, we provide a wide range of investment strategies and vehicles to our clients around the world. If you're looking for challenging work, intelligent colleagues, and exposure across a global footprint, come explore your potential at Invesco.

What’s in it for you?

Our people are at the ver y core of our success. Invesco employees get more out of life through our comprehensive compensation and benefit offerings including: Flexible paid time off Hybrid work schedule  401(K) matching of 100% up to the first 6% with a discretionary supplemental contribution  Health & wellbeing benefits  Parental Leave benefits  Employee stock purchase plan

Job Description

About the Role : The Business Analyst, Investment Compliance sits within the Global Investment Compliance Change team and supports delivery of change initiatives across the Investment Compliance (IC) function. Investment Compliance at Invesco interprets investment restrictions from regulations and client investment management agreements, implements these as controls in systems, and monitors them pre and post trade to ensure compliance over time. The team works closely with investment teams to support compliant portfolio management. The role focuses on understanding business problems, analysing data and processes, and contributing to practical, structured solutions that improve how Investment Compliance operates, including its tools, workflows, and controls. You will work across global teams (IC, technology, data, and operations) to support delivery of change initiatives and help ensure the IC function operates in a consistent and scalable way. Responsibilities of the Role: Stakeholder Partnership and Delivery Work with teams across IC, data, technology, and operations to support delivery of change initiatives  Contribute to defined deliverables, ensure that work is completed accurately and to agreed timelines  Support coordination across global teams to track progress, raise issues, and help move work forward Problem Solving and Analysis Break down business problems into structured components and support development of practical solutions  Analyze data and process flows to identify issues, risks, and improvement opportunities  Support root cause analysis and ensure findings are clearly documented Data Analysis and Insight Generation Work with datasets, such as trades, holdings, restrictions, breaches, or similar operational data, to identify trends and issues  Use tools such as Excel, SQL, Power BI, or AI-enabled productivity tools to support analysis and insight generation  Link analysis to business outcomes, operational effectiveness, and potential control impacts  Communication and Documentation Communicate findings, issues, and recommendations in a clear and structured way  Produce well organized documentation to support requirements, analysis, testing, and delivery  Contribute presentations, updates, and supporting materials for stakeholders

Requirements and Change Delivery

Support gathering, documentation, and validation of business requirements  Assist with traceability of requirements and outputs with stakeholders and project teams  Contribute to testing activities, including UAT support, test case preparation, validation, and issue tracking  Process Improvement and Change Support Identify opportunities to improve processes, workflows, and ways of working  Support implementation of improvements through structured change activity  Contribute to tool, reporting, and process enhancements across the IC function

Tools, Automation and AI Adoption

Support enhancements to dashboards, reporting, knowledge management, and workflow tools used by the IC function  Use AI tools responsibly to improve efficiency in analysis, documentation, and repetitive tasks, with appropriate review  and governance  Help identify opportunities for automation and better use of data across the team

Requirements of the Role:

Bachelor’s degree, or equivalent practical experience in a related field Demonstrable ability to analyze problems, structure thinking, and contribute to practical solutions, gained through academic work, internships, apprenticeships, part time roles, or early career experience Familiarity with tools such as Excel, SQL, Power BI, Python, or similar, or the ability to learn quickly and use AI tools to support analysis and documentation Experience contributing to projects, structured deliverables, or team-based outcomes Exposure to testing activities, validating outputs, or understanding of structured testing approaches Evidence of curiosity, a growth mindset, and self-directed learning, including learning new tools, skills, or concepts and applying them in practice to improve outcomes Exposure to financial services, asset management, compliance, or order management systems (preferred)

Full Time / Part Time

Full time

Worker Type

Employee

Job Exempt (Yes / No)

Yes

Workplace Model

Pursuant to Invesco’s Workplace Policy, employees are expected to comply with the firm’s most current workplace model, which as of October 1, 2025, includes spending at least four full days each week working in an Invesco office. This reflects our belief that spending time together in the office helps us build stronger relationships, collaborate more easily, and support each other’s growth and development.

The above information on this description has been designed to indicate the general nature and level of work performed by employees within this role. It is not designed to contain or be interpreted as a comprehensive inventory of all duties, responsibilities and qualifications required of employees assigned to this job. The job holder may be required to perform other duties as deemed appropriate by their manager from time to time.

Invesco's culture of inclusivity and its commitment to diversity in the workplace are demonstrated through our people practices. We are proud to be an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, creed, color, religion, sex, gender, gender identity, sexual orientation, marital status, national origin, citizenship status, disability, age, or veteran status. Our equal opportunity employment efforts comply with all applicable U.S. state and federal laws governing non-discrimination in employment.

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