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Senior Specialist, Control – Join our Global Clearing Client Platform team in Lake Mary.
Lead risk control testing, regulatory interpretation, and ORE monitoring with deep analytical skills.
Title: Senior Specialist, Control
Location: Lake Mary, FL, Estados Unidos
In this role, you’ll make an impact in the following ways:
- Collaborate across Global Clearing, GSS Enablement, and Pershing for KRIs and risk alignment.
- Monitor and document Operational Risk Events (OREs) and remediation tracking.
- Identifies, analyzes, monitors, and completes control testing, control and risk education, and operational and risk support activities to the business.
- Interprets regulations affecting control standards with large degree of independence and suggests methods of updating policies and practices to address any risk concerns.
- Responsible for interpreting regulations in order to adjust and improve internal controls.
- Ensures that existing control and business recovery practices and procedures are documented.
- Works with the business to understand the controls currently in place to minimize risk.
- Test control systems and communicate the successful and efficient performance of control and business recovery procedures.
- Contributes to the achievement of team objectives.
- Supports moderately complex projects and provides insight into interpretation of regulations
To be successful in this role, we’re seeking the following:
- Bachelor’s degree or equivalent combination of education and work experience.
- 3–5 years total work experience; securities/financial services experience preferred.
- Familiarity with first-line control programs (RCSA, KRIs, ORE management).
- Strong analytical skills with Excel/Power BI; ability to translate data into insights.
- Clear communication and collaboration skills across business, operations, and risk partners.
- High attention to detail and disciplined execution under reporting cycles