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Join TD Securities as a Senior Compliance Governance & Operations Analyst in Dublin and lead EU, UK, and Irish regulatory change initiatives.
Explore a rewarding career focused on compliance risk and regulatory horizon scanning within a global financial institution.
Job Description
TD Securities With more than 3,500 people in 13 offices around the world, TD Securities provides a wide range of capital market products and services to corporate, government and institutional clients who choose us for our knowledge, innovation and experience in the following key areas of finance: Investment and Corporate Banking Capital Markets Interest Rate, Currency and Derivative Products Commodities Our services include the underwriting and distribution of new debt and equity issues, providing advice on strategic acquisitions and divestitures, and executing daily trading and investment needs. With our history of delivering results, we’ve developed considerable strengths, including recognized trading expertise and street-level market intelligence that we use to consistently create value for our clients. The mandate of the TD Compliance Department is to manage compliance risk across TD globally to align with the policies established and approved by the TD Board of Directors’ Audit and Risk Committees. It is the Compliance Department’s responsibility, as proactive and trusted advisors to Businesses, to drive a consistent, adaptable and effective culture across the organization so that compliance risks are appropriately mitigated. Compliance Department responsibilities generally are to advise, monitor, and escalate. The Compliance Officer is an integral part of the TDGF Compliance department. This individual will conduct horizon scanning for applicable conduct-focused regulatory change across EU, Irish and UK regulations. In addition, the individual will assist with other regulatory change compliance activities as required.