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ETF Settlements, Senior Associate

State Street · Sacramento, California · United States

Join State Street as a Senior Associate in ETF Settlements in Sacramento. Shape ETF settlement workflows and drive operational excellence.

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Join State Street as a Senior Associate in ETF Settlements in Sacramento.

Shape ETF settlement workflows and drive operational excellence.

Who we are looking for

The Senior Associate, ETF Settlements is responsible for the accurate and timely settlement of primary-market ETF creation and redemption activity, including both in-kind and cash transactions. This role supports daily interaction with Authorized Participants (APs), brokers, custodians, and internal ETF servicing teams, while maintaining strong operational controls and supporting process improvement initiatives across the ETF settlement lifecycle

ETF Order Settlement

Execute, monitor, and ensure timely settlement of ETF creations and redemptions (in-kind and cash) via NSCC/DTC and international CSDs, including collateralized DVP/FoP flows

Review and validate order confirmations, settlement instructions, and applicable fees prior to release.

Proactively investigate and resolve settlement fails, cash breaks, and position discrepancies.

Operational Controls & Risk Management

Perform preparer and reviewer control functions in accordance with documented SOPs and risk standards.

Ensure settlement activity complies with audit requirements, information-classification policies, and regulatory expectations.

Escalate operational risks or material issues appropriately to management.

Client & Counterparty Engagement

Act as a point of contact for APs and internal partners on settlement-related inquiries.

Maintain accurate standing settlement instructions (SSIs) and supporting documentation.

Deliver timely and professional responses to client and counterparty questions.

Systems & Reporting

Utilize internal platforms (e.g., ETF Global Platform, Fund Connect, settlement and custody systems) for order processing, lifecycle monitoring, and reconciliations

Prepare daily and periodic settlement, collateral, and exception reporting.

Support data quality, metrics tracking, and management reporting.

Qualifications & Experience

1-2 years of experience in custody, settlements, or post-trade operations; ETF servicing experience strongly preferred.

Understanding of ETF primary-market workflows, including in-kind baskets, cash components, and collateral is a plus

Knowledge of NSCC/DTC settlement processes; familiarity with international CSDs is an advantage.

High attention to detail, strong analytical skills, and ability to manage multiple priorities in a deadline-driven environment.

Proficiency in Excel and operational platforms; experience with ETF Global Platform or Fund Connect is a plus.

Competencies

Strong risk and control mindset

Client-focused communication skills

Ability to work independently while collaborating across global teams

Continuous improvement orientation

Salary Range:

$52,000 - $84,760 Annual

The range quoted above applies to the role in the primary location specified. If the candidate would ultimately work outside of the primary location above, the applicable range could differ.

Employees are eligible to participate in State Street’s comprehensive benefits program

Employees are eligible to participate in State Street’s comprehensive benefits program, which includes: our retirement savings plan (401K) with company match; insurance coverage including basic life, medical, dental, vision, long-term disability, and other optional additional coverages; paid-time off including vacation, sick leave, short term disability, and family care responsibilities; access to our Employee Assistance Program; incentive compensation including eligibility for annual performance-based awards (excluding certain sales roles subject to sales incentive plans); and, eligibility for certain tax advantaged savings plans.

For a full overview, visit https://hrportal.ehr.com/statestreet/Home .

As an Equal Opportunity Employer

As an Equal Opportunity Employer, we consider all qualified applicants for all positions without regard to race, creed, color, religion, national origin, ancestry, ethnicity, age, disability, genetic information, sex, sexual orientation, gender identity or expression, citizenship, marital status, domestic partnership or civil union status, familial status, military and veteran status, and other characteristics protected by applicable law.

Discover more information on jobs at StateStreet.com/careers

Discover more information on jobs at StateStreet.com/careers

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Read our CEO Statement

Job Application Disclosure:

It is unlawful in Massachusetts to require or administer a lie detector test as a condition of employment or continued employment. An employer who violates this law shall be subject to criminal penalties and civil liability.

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