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Mid-level Officer, Sales Governance role in Guangzhou. Focus on day‑to‑day operations, risk management and regulatory compliance.
Use Microsoft Office, bank product knowledge, and AML skills to support Standard Chartered's Sales Governance team.
Job Information
Title: Officer, Sales Governance, WS
Location: Guangzhou, CHN
Requisition Number: 56819
Job Location: Guangzhou, CHN
Global Grade: Band 9
Work Type: Office Working
Employment Type: Permanent
Posting Start Date: 06/07/2026
Posting End Date: 31/12/2026
Job Description
Job Description:
Key Responsibilities
Business
• Make sure day-to-day operation process completed with timely manner following DOI and relevant procedure with high quality to support business.
Processes
• Perform day-to-day operations, such as call monitoring and call back processing according to DOI and relevant procedure within the risk and control framework.
• Execute and monitors workflow to ensure that processing/ documentation is delivered in accordance with required Standards.
• Contributing ideas for improvements of processes and procedures.
• Support and encourage others to practice in professional manner that reflect Sales Governance team service quality.
• Ensure to report line manager all irregular issues and potential risks at the first time.
• Fully support team cross support when need.
Risk Management
• Ensure consistent delivery of high-quality services to customers through meeting or exceeding customer expectation guided by the Service Level Agreement, efficiency/accuracy standards and good business processes / judgment.
• Network internally with colleagues to solve issue and improve efficiency.
• Continue to seek improvement in team and operational process to achieve service and performance excellence.
• Be a catalyst and a key team member in driving team activities.
• Money Laundering Prevention:
• Responsible for any Money Laundering & Suspicious Transactions. Responsibilities also include the reporting of any suspicious transactions.
• Ensures that appropriate internal controls are in place and operating effectively.
• Ensure all staff in team are adequately trained.
Regulatory & Business Conduct
• Display exemplary conduct and live by the Group’s Values and Code of Conduct..
• Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
• Effectively and collaboratively identify, elevate, mitigate and resolve risk, conduct and compliance matters.
Key stakeholders
• Understands and knows who the stake holders are and meets SLAs.
• Able to provide timely and accurate response to queries / request raised by Stakeholders
Other Responsibilities
• Embed Here for good and Group’s brand and values in HK WRB Wealth Solution Sales Governance team; Perform other responsibilities assigned under Group, Country, Business or Functional policies and procedures; Multiple functions (double hats);
Skills and Experience
Microsoft Office Word, Excel & PowerPoint
Bank product knowledge
Good customer service and communication skill
English CET 4 or above
Quality Assurance related experience
Qualifications
Education: Bachelor Degree and Above
Languages: Native Cantonese Speaking; Good Oral and Written English
About Standard Chartered
We're an international bank, nimble enough to act, big enough for impact. For more than 170 years, we've worked to make a positive difference for our clients, communities, and each other. We question the status quo, love a challenge and enjoy finding new opportunities to grow and do better than before. If you're looking for a career with purpose and you want to work for a bank making a difference, we want to hear from you. You can count on us to celebrate your unique talents and we can't wait to see the talents you can bring us.
Our purpose, to drive commerce and prosperity through our unique diversity, together with our brand promise, to be here for good are achieved by how we each live our valued behaviours. When you work with us, you'll see how we value difference and advocate inclusion.
Together we:
Do the right thing and are assertive, challenge one another, and live with integrity, while putting the client at the heart of what we do
Never settle, continuously striving to improve and innovate, keeping things simple and learning from doing well, and not so well
Are better together, we can be ourselves, be inclusive, see more good in others, and work collectively to build for the long term
What we offer
In line with our Fair Pay Charter, we offer a competitive salary and benefits to support your mental, physical, financial and social wellbeing.
Core bank funding for retirement savings, medical and life insurance, with flexible and voluntary benefits available in some locations.
Time-off including annual leave, parental/maternity (20 weeks), sabbatical (12 months maximum) and volunteering leave (3 days), along with minimum global standards for annual and public holiday, which is combined to 30 days minimum.
Flexible working options based around home and office locations, with flexible working patterns.
Proactive wellbeing support through Unmind, a market-leading digital wellbeing platform, development courses for resilience and other human skills, global Employee Assistance Programme, sick leave, mental health first-aiders and all sorts of self-help toolkits
A continuous learning culture to support your growth, with opportunities to reskill and upskill and access to physical, virtual and digital learning.
Being part of an inclusive and values driven organisation, one that embraces and celebrates our unique diversity, across our teams, business functions and geographies - everyone feels respected and can realise their full potential.
Information at a Glance
Job Skills
Job Skills
Relevant Skills
Customer Service
Elearning
Service Quality
Risk Management
Microsoft Word
Business Processes
Self Motivation
Mental Health
Quality Management
Internal Accounting Controls
Control Framework
Brand Management
Knowledge of Finance
Microsoft Excel
Sales
Innovation
Geography
Continuous Training
Microsoft PowerPoint
Risk Analysis
Service-Level Agreement
Communication Skills
Perseverance
Governance
Solution Selling
Cantonese
Call Centers
Anti Money Laundering
English
Assertiveness
More
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