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Senior Manager, National Compliance at RMFI, Toronto – lead regulatory and risk oversight in mutual funds.
Join a dynamic team of compliance experts shaping financial services compliance and innovation.
What is the opportunity?
Royal Mutual Funds Inc. (RMFI) Compliance is seeking a passionate, results oriented strategic thinker to join the team as Senior Manager, National Compliance. In this role, you will act as key compliance adviser and work closely with business and functional partners to ensure effective controls are in place in support of RMFI’s compliance program.
You will be part of a diverse, dynamic team that collaborates with a range of stakeholders and functions partners to ensure that the activities of mutual fund licensed representatives and financial planners within Royal Bank Canadian Banking.
What will you do?
- Support the Director in providing compliance oversight of securities-licensed and related sales activities within Mutual Fund Distribution, Financial Planning, Private Banking, Advice Centre, and Group Advantage
- Provide expert compliance advice by recommending practical solutions, balancing business practices and regulatory risks for business-driven and other compliance-related projects, including digital aspects requiring compliance guidance
- Monitor and act on regulatory proposals and rule changes, including participating in internal and industry working groups
- Manage key relationships with business and functional partners
- Review and update Compliance policies and procedures periodically and as required due to changes to regulatory and/or business requirements
- Coordinate RMFI Compliance response to regulatory reviews, internal and external audits
- Review escalated issues involving Marketing and Sales Communications compliance reviews
- Responsible for developing managing/tracking regulatory issues. Work with the Issue Owners to review and provide effective challenge on controls to mitigate risks.
What do you need to succeed?
Must have:
- Expert knowledge of the securities industry
- Minimum 10+ years of experience in the financial services industry, with CIRO regulatory compliance, risk and/or audit experience
- Ability to converse effectively and diplomatically with individuals at all levels
- Innovative self-starter who works well under pressure
- University degree in business, finance, or related discipline
- Canadian Securities Course or mutual funds licensing courses
Nice-to-have :
- Partners, Directors and Senior Officers Course
- Conduct and Practices Handbook Course and/or Chief Compliance Officers Qualifying Exam
What’s in it for you?
We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable
Leaders who support your development through coaching and managing opportunities
Ability to make a difference and lasting impact
Work in a dynamic, collaborative, progressive, and high-performing team
Opportunities to do challenging work
Job Skills
Conocimiento de la industria, Cumplimiento de auditorías, Evaluaciones del cumplimiento, Evaluaciones de riesgo, Gestión de relaciones interpersonales, Gestión de riesgos, Grupos de trabajo, Pensamiento crítico, Pensamiento estratégico, Políticas de cumplimiento, Regulación financiera, Revisiones de cumplimiento, Riesgo de cumplimiento (Inactive), Toma de decisiones
Additional Job Details
Address:
RBC CENTRE, 155 WELLINGTON ST W:TORONTO
City:
Toronto
Country:
Canadá
Work hours/week:
37.5
Employment Type:
Full time
Platform:
CHIEF LEGAL & ADMIN OFFICE GRP
Job Type:
Regular
Pay Type:
Salaried
Posted Date:
2026-07-07
Application Deadline:
2026-08-07
Note : Applications will be accepted until 11:59 PM on the day prior to the application deadline date above
Our Employment Opportunities
At RBC, we are guided by living shared values of Client First, Integrity, Collaboration, Respect and Excellence and winning together as One RBC. We believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.
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RBC is presently inviting candidates to apply for this existing vacancy
Applying to this posting allows you to express your interest in this current career opportunity at RBC. Qualified applicants may be contacted to review their resume in more detail.