Vista previa generada por IA
Analyst, Regulatory Reporting – join RBC to manage OTC derivative trade reporting and ensure regulatory compliance.
Perform reconciliations, investigations, and process improvements at our Putrajaya office – opportunity for growth.
Job Description
The CM Canadian Regulatory Services group is responsible for ensuring the ever changing regulatory reporting requirements imposed by various global Regulators for OTC Derivatives are successfully implemented and executed. This role is responsible for ensuring compliance with the trade reporting regulations including but not limited to CFTC, CSA and SEC for OTC Derivatives trading. The role will involve daily reconciliations and exception monitoring, investigation, issue management and MI reporting.
Working Hours: 9.00AM -6.00PM / 3.00Pm -12.00AM
What will you do?
Perform daily and weekly trade reporting reconciliations
Perform investigations and determine root causes leading to regulatory rejections
Perform daily Global Trade Repository warning report review, daily exception monitoring and issue management
Counterparty reconciliations to Global Trade Repository
Perform onboarding processes related to portfolio reconciliation.
To ensure all daily tasks / controls are completed in line with the departmental procedures.
To continue to develop product / market knowledge to ensure daily processes are appropriate to reduce operational risks.
To investigate any processing issues and recommend a course of action to the Team Manager. Once approved, assist in the execution of the proposed change.
To support colleagues during busy periods by sharing workloads as applicable.
To adhere to mandatory training requirements and take a proactive approach to suggesting appropriate additional training as required for the role.
Liaise with Front Office, COO, Compliance, IT, Trading Documentation Team, and Client Data Management to resolve any client issues
Escalate trade reporting issues to Senior Management and Compliance as deemed necessary
Achieve and maintain highest levels of customer Service
Analyze current state processes to provide suggestions for process re-engineering and technology implementation to improve efficiency and controls.
Effectively communicate and build rapport with team members, stakeholders and business partners using a variety of techniques and collaboration from initiation to close.
What do you need to succeed?
Must-have
1+ years of operational experience in a busy, high risk and demanding operational environment
Bachelor’s degree specializing in Business, Finance, Math or Engineering
Solid understanding of procedures and operational controls as they relate to systems and work flows
Detailed understanding of the fundamentals of Capital Markets trading and the transaction lifecycle
Working knowledge of OTC Derivative products
Knowledge of CFTC, SEC, CSA and other global derivatives reform regimes
Excellent communication skills – both verbal and written, including presentation skills
Able to manage multiple priorities, work under pressure, learn quickly, and perform new tasks accurately, effectively, and efficiently
Familiarity with front, middle and back office applications (Bloomberg, Sophis, TradeWeb, MarkitWire, Murex, DTCC etc.)
Skillful in Microsoft Office Suite (Outlook, Excel, Access, PowerPoint, Word, Visio, etc.)
Nice-to-have
Detailed understanding of RBC Capital Markets organizational structure (front office sales and trading, middle office, product control, back office operations, regulatory/compliance, etc.)
Proficiency in VBA (Visual Basic for Applications) or Python is an asset
Job Skills
Análisis de causa raíz (ACR), Análisis de problemas, Análisis de recolección de datos, Comunicación, Conciliación de carteras, Controles internos, Cumplimiento de auditorías, Derivados OTC, Eficiencia de tiempo, Gestión del tiempo, Gobernanza organizacional, Microsoft Office, Operaciones regulatorias, Orientado al detalle, Pensamiento crítico, Regulación financiera, Requisitos operativos, Resolución de problemas en grupo, Solución de problemas de conducto
Additional Job Details
Address:
PERSIARAN IRC 2, IOI RESORT CITY IOI CITY TOWER ONE:PUTRAJAYA
City:
Putrajaya
Country:
Malasia
Work hours/week:
40
Employment Type:
Full time
Platform:
CAPITAL MARKETS
Job Type:
Regular
Pay Type:
Salaried
Posted Date:
2026-07-08
Application Deadline:
2026-09-30
Note : Applications will be accepted until 11:59 PM on the day prior to the application deadline date above
Our Employment Opportunities
At RBC, we are guided by living shared values of Client First, Integrity, Collaboration, Respect and Excellence and winning together as One RBC. We believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.
Join our Talent Community
Stay in-the-know about great career opportunities at RBC. Sign up and get customized info on our latest jobs, career tips and Recruitment events that matter to you.
Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at jobs.rbc.com .
RBC is presently inviting candidates to apply for this existing vacancy. Applying to this posting allows you to express your interest in this current career opportunity at RBC. Qualified applicants may be contacted to review their resume in more detail.