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Analyst – Quality Assurance position at MUFG in Bengaluru focusing on Financial Crimes Compliance QA.
Join MUFG’s GFCD QA team to review AML, KYC, sanctions, and more, ensuring high quality and compliance standards.
Introduction
Do you want your voice heard and your actions to count?
Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading financial groups. Across the globe, we’re 150,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.
With a vision to be the world’s most trusted financial group, it’s part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career.
Join MUFG, where being inspired is expected and making a meaningful impact is rewarded.
Position Title
Analyst, GFCD Quality Assurance (Execution)
Corporate Title
Analyst
Reporting to
Head of MGS GFCD QA
Location
Bengaluru
Job Profile
Purpose of Role
The individual will be responsible for completing GFCD Quality Assurance (QA) reviews. The team carries out Quality Assurance reviews across the Financial Crimes Compliance (Sanctions, AML, KYC, ABC) processes
As an Analyst in the GFCD QA team you work on a team that contributes to the operation of the financial crime compliance framework. Thus, your responsibilities and accountabilities include, but are not limited to, completing and overseeing the QA program in a “business as usual” environment to mitigate the financial crime risks.
Main Responsibilities
- Working in a team of Financial Crimes Compliance Quality Assurance reviewers performing QA reviews of financial crime activity in MUFG branches in the Region, to determine whether Financial Crimes Compliance Control process outputs meet the established quality objectives set out within the GFCD QA Standards
- Ensuring that the results of the QA reviews relating to Financial Crimes Compliance control processes are communicated to the appropriate parties and are addressed in a timely manner.
- Assisting with the maintenance of written QA procedures and operating manuals for conducting QA reviews in accordance with the GFCD QA Standards.
- Supporting the implementation of a coordinated, consistent and risk-based QA programs.
- Escalating errors and exceptions identified during QA reviews in accordance with the GFCD Escalation and Issues Management Standard and the validation of action plans to address QA findings.
- Supporting the coordination with Regional Issues Management to monitor and track the resolution of QA identified issues and action plans.
- Supporting general compliance activities and other duties, including special projects as assigned
Candidate Profile
Skills and knowledge
Experience with managing stakeholder relationships within the local function/role.
Knowledge of a variety Financial Crimes Compliance laws and regulations;
Good judgement and analytical skills;
Experience in drafting, designing and executing QA Reviews in accordance with Global Policies, Standards and/or Procedures; and
Good written and verbal communication skills
Results driven, with a good sense of accountability and a proactive, motivated approach
The ability to operate with urgency and priorities work accordingly
A structured and logical approach to work
Good problem solving skills
Good interpersonal skills
The ability to manage large workloads and tight deadlines
Excellent attention to detail and accuracy s
A calm approach, with the ability to perform well in a pressured environment
Education & professional qualifications
Bachelor's degree or above
Experience
Experience
3-5 years of experience within financial crimes area of a global bank, consulting firm or regulatory agency; Prior supervisory experience preferred
Experience in Financial Crime Compliance or Regulatory Compliance: Quality Control/Assurance Function; Testing Function and/or Internal/External Audit Function
Minimum of 1 years’ experience in a Quality Control/Assurance; Compliance Testing/monitoring and/or Audit Function
Mitsubishi UFJ Financial Group (MUFG) is an equal opportunity employer. We view our employees as our key assets as they are fundamental to our long-term growth and success. MUFG is committed to hiring based on merit and organsional fit, regardless of race, religion or gender.