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Assistant Vice President – Financial Crimes Auditor at MUFG, Mumbai – Drive audited compliance across Asia-Pacific region.
Join MUFG’s Internal Audit Office for Asia to detect, assess, and rectify financial crime risks, leveraging audit methodology, AML, sanctions, and data analytics.
Do you want your voice heard and your actions to count?
Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading financial groups. Across the globe, we’re 150,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.
With a vision to be the world’s most trusted financial group, it’s part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career.
Join MUFG, where being inspired is expected and making a meaningful impact is rewarded.
About the Role
Position Title: Assistant Vice President, Financial Crimes Audit, Internal Audit Office for Asia (AIAO)
Corporate Title: Assistant Vice President
Reporting to: Regional Head of Financial Crimes and Compliance Audit, AIAO
Location: Mumbai, India
Job Profile
Position details
The candidate will be part of the Internal Audit Office for Asia – Financial Crimes and Compliance Audit (AIAO-FCCA) team, which is a dedicated regional audit team that covers financial crimes and core compliance in the Asia-Pacific region. The candidate will report to the Regional Head of Financial Crimes and Compliance Audit, AIAO-FCCA.
Roles and Responsibilities
Structure and execute efficient and effective audits to:
- Undertake the role of Auditor-In-Charge or Team Member for financial crimes and core compliance audits and reviews for the region.
- Lead and conduct interviews with process/control owners to develop understanding of business processes, controls and client’s business
- Identify potential risk, including awareness of risks both within span of control as well as enterprise-wide
- Assist in developing scope and work programs
- Evaluate internal controls design and effectiveness
- Identify control weaknesses and suggest appropriate remediation
- Document results using appropriate business and technical language in workpaper system
- Report and draft issues identified
- Complete work on a timely basis and with high quality
- Assign and review the work of audit team members for assigned engagements in coordination with Audit Director
- Assess the state of the governance, risk management, and control environment aspects relevant to that risk
- Report results in an effective and timely basis, leading to appropriate remedial action and ongoing management of risk
- Maintain compliance with audit methodology, while also operating within industry best practices, applicable regulations, and internal and external professional practice expectations.
- Build relationships with peers and stakeholders within the organization and effectively manage stakeholder relationships to a mutually accountable, productive, respectful, and trusted level. Act as a leader and role model and continuously improve self and department
- Assist the Regional Head of Financial Crimes and Compliance Audit, AIAO on ad-hoc activities and reporting
Job Requirements
- Minimum 4 years of audit experience including experience in financial crimes (i.e. Anti-Money Laundering, Sanctions, Anti-Bribery and Corruption) and compliance in financial institutions and related markets, related regulatory bodies and/or Big 4 professional services firms.
- Experience with the financial industry and markets, regulatory bodies, and current industry events and trends
- Strong knowledge of risk assessment, audit methodology, and audit execution
- Demonstrated proficiency in technology as required for assigned areas (MS Office, audit data analytics, etc.)
- Strong analytical and problem solving skills
- Strong verbal and written communication skills
- Exhibits strong ethical behaviour and adheres to other similar professional requirements.
- Degree qualified; Professional qualification in accountancy or auditing such as CIA, CA or CPA and relevant certification in Financial Crimes (e.g., CAMS) preferred.
- Regional travel may be required
Mitsubishi UFJ Financial Group (MUFG) is an equal opportunity employer. We view our employees as our key assets as they are fundamental to our long-term growth and success. MUFG is committed to hiring based on merit and organsional fit, regardless of race, religion or gender.