Vista previa generada por IA
Execute key risk and control processes to ensure compliance with non‑financial regulatory reporting.
Develop subject‑matter expertise in LOPR, 13G, 13F and support strong stakeholder relationships.
HOW YOU WILL FULFILL YOUR POTENTIAL
Execute key risk and control processes to ensure compliance with non-financial regulatory reporting obligations
Develop extensive subject matter expertise in major US regulations (e.g. LOPR, 13G, 13F etc)
Consult on business and functional projects to facilitate compliant commercial activity
Own client relationships with a focus on excellent client regulatory service
Develop strong relationships with stakeholders in the business, Engineering, Compliance and Legal to support reporting functions
Delve into complex system infrastructure to understand impact of data flows and booking models on reporting quality
Leverage data analytical and automation tools to detect anomalies in reporting data and improve reporting processes
Design and lead the implementation of solutions to deliver best-in‑class system and control frameworks quality
PREFERRED QUALIFICATIONS
Bachelor’s degree with 1 year of experience in financial services
Strong analytical skills with an ability to understand complex workflows paired with meticulous attention to detail
Must have strong communication skills to clearly articulate issues and ideas, provide timely escalation
Good interpersonal skills to build strong relationship with key stakeholders within and outside of Operations
Self‑motivated team player who has strong organizational skills and ability to manage competing priorities within deadlines
Interest in financial markets regulatory landscape and associated processes
Basic understanding of financial, operational, reputational risk
Basic knowledge of financial products, e.g. equities, fixed income, exchange traded derivatives, OTC derivatives is an advantage
Basic knowledge of project management and business analysis is an advantage
Interest in data analysis, process automation, big data or non‑technical process efficiencies is an advantage.
Portoguese language proficiency is a preferred skill