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Mid‑level Sec & Derivatives Supervisor role in Mumbai, overseeing trades, settlements, and regulatory compliance.
Lead a team, handle OTC derivatives lifecycle, and drive process improvements at Citi.
Title: Sec & Derivatives Supv - C10 - MUMBAI
Location: (sin ubicación)
Description: Discover your future at Citi
Working at Citi is far more than just a job. A career with us means joining a team of more than 230,000 dedicated people from around the globe. At Citi, you’ll have the opportunity to grow your career, give back to your community and make a real impact.
Job Overview
The Sec & Derivatives Sup is an intermediate management level position responsible for providing full leadership and direction to a group of employees in an effort to process orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is to facilitate the clearance, settlement, and investigation of securities and derivatives transactions.
The role is part of the Derivatives Operations Unit within Treasury Operations and requires a good understanding of Futures, Options, Swaps, Interest Rate Derivatives, and Exchange Traded Products and their regulatory framework. The role requires stringent adherence to always controls and regulatory requirements.
Key Responsibilities
- Managing OTC Derivatives Deal life cycle i.e Trade Processing, Verification, Settlement and Reporting
- Identify and resolve Deal settlement issues and make process improvement recommendations to leadership.
- Analyze moderately complex reports to satisfy management requirements, aid in control activities, and contribute to the launch of product services.
- Monitor and suggest solutions to errors to minimize risk to the bank, through an intermediate knowledge of procedural requirements.
- Escalate transaction processing issues to the appropriate department and collaborate on a solution.
- Design and analyze moderately complex reports, in coordination with standards set by direct leadership
- Assist with control activities to existing as well as the launch of new products and services. Also, to cater various audit like Regulatory, Statutory and Concurrent auditors
- Resolve escalated issues and provide appropriate closure to those problems
- Identify opportunities for process improvements, including service or technology enhancements and train staff on all changes
- Analyze data to identify control deficiencies and resolve discovered issues through implementing appropriate procedures
- Identify control deficiencies and implement appropriate procedures
- Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively supervise the activity of others and create accountability with those who fail to maintain these standards.
Qualifications:
Fundamental understanding of Treasury products, accounting, and regulatory policies.
Proven ability to perform various concurrent activities/projects in a high-risk environment.
Ability to work in a fast-paced environment.
3-4 years of relevant experience
Required licensing/Registration: FEDAI Certification.
Education:
Bachelor’s Degree/University degree or equivalent experience in Business, Accounting, or Finance, Chartered Accountant Preferred
Job Family Group:
Operations - Transaction Services
Job Family:
Securities and Derivatives Processing
Time Type:
Full time
Most Relevant Skills
Please see the requirements listed above.
Other Relevant Skills
For complementary skills, please see above and/or contact the recruiter.
Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law.
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