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Associate role in Regulatory Reporting – support global trade & position reporting

Based in Bengaluru, collaborate with cross‑functional teams to ensure compliance and process improvement.

GLOBAL BANKING & MARKETS

We make markets in and clear client transactions on major stock, options and futures exchanges worldwide. Through our global sales force, we maintain relationships with our clients, receiving orders and distributing investment research, trading ideas, market information and analysis.

OPERATIONS

Operations is a dynamic, multi-faceted function that partners with all parts of the firm to provide banking, securities, and asset management services to clients around the world. In addition, Operations provides essential risk management and controls to preserve and enhance the firm's assets and its reputation. For every new product launched and every trade executed, it is Operations that develops and manages the processes and controls that enable business flow.

YOUR IMPACT

We’re looking for a professional individual who wants to apply their financial market knowledge and further develop their understanding in the fast-growing sector of regulatory reform. With the continued high rate of change in the regulatory reporting space, Regulatory Operations professionals have a mandate and platform to significantly impact their environment and the wider business.

OUR IMPACT

Operations is a dynamic, multi-faceted division that partners with all areas of the firm to deliver banking, sales and trading and asset management capabilities to clients around the world. Alongside this vital service delivery role, Operations provides essential risk management and control, preserving and enhancing the firm’s assets and its reputation.

Operations span all product lines and markets, serving as internal business partners who develop the processes and controls, and help to specify the systems that deliver accuracy, timeliness and integrity to our business.

Regulatory Operations has responsibility for position and trade reporting to key American, European and Asian exchanges and regulators. The Regulatory Operations Bangalore team’s mission is to support Regulatory Operations in the production of various trade and position reports within the Americas, Europe and Asia. The team plays an integral role in ensuring that the Firm meets its regulatory reporting obligations globally. The Team consists of talented and highly motivated individuals who are extensively involved in the preparation of the mandated reports, as well as the implementation of effective control processes, efficiency initiatives, BCP, and other Department initiatives.

HOW YOU WILL FULFILL YOUR POTENTIAL

We are looking for an operations professional to work in the Regulatory Reporting team within Regulatory & Control Operations.

Responsibilities include:

Develop expert knowledge in Regulatory requirements, processes and systems across global jurisdictions
Perform reconciliation, back-reporting and exception management as per the various Regulatory requirements
Investigate and remediate issues with these reports and develop control improvements
Contribute to strategic initiatives relating to these reports, for example strategic Technology developments
Improve current processes, procedures and reports including automation of manual processes
Define and produce comprehensive project documentation in support of strategic initiatives and change management including: business/functional requirement documents, process flow diagrams and comprehensive data analysis
Produce test scripts and co‑ordinate / participate in testing activities with Operations and Technology
Work with Legal, Compliance, Technology, other Operations groups and various Business units to manage change programs and issue resolution for these reports
Act as a risk manager for the firm through ongoing assessment and awareness of the regulatory environment and the firm’s adherence to its reporting obligations

SKILLS & EXPERIENCE WE’RE LOOKING FOR

Bachelor’s degree required
Minimum 4 years work experience in the Financial Industry
Proficient in the use of MS Office products
Analytical thinker with the ability to generate innovative ideas and translate strategy to execution
Strong data analysis skills with a working knowledge of databases
Problem solving and documentation skills with an ability to understand complex workflows
Candidate must be proactive, enthusiastic and team oriented
Accuracy and attention to detail
Strong written and verbal communication skills
Proven ability to organize and prioritize workload and drive results.
Ability to learn quickly and adapt to new changes and new challenges
Working knowledge of financial products, e.g. Equities, Fixed Income, Exchange Traded & OTC Derivatives
Previous exposure to regulatory reporting
Basic knowledge of SQL
Knowledgeable about securities processing, corporate actions, and asset servicing a plus

ABOUT GOLDMAN SACHS

At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.

We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://www.goldmansachs.com/careers/footer/disability-statement.html

Goldman Sachs is an equal employment/affirmative action employer

Global Banking & Markets Operations - Reg Back Reporting - Associate - Bengaluru